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PREAMBLE
Society at this time seems to be
accepting a fundamental loss of common courtesy as a trend that accompanies the
fast-paced existence most Americans now live. Perhaps instant communication, in
which more information needs to be assimilated more rapidly, has rendered
thoughtfulness nearly impossible. Perhaps it is simply the cynicism inherent in
a society that values winning at all Costs.
It is appropriate for judges and
lawyers to revive valuable traditions that may be lost. Civility is
particularly important in the courtroom where emotions are close to the surface
because of the normal- conflicts that arise in the search for the truth. These
standards address and respond to concerns, not only in the State of West
Virginia, but throughout the nation, over deteriorating
professionalism.
Lawyers I conduct should be
characterized at all times by, personal courtesy and professional integrity. In
fulfilling their duty as lawyers to represent a client vigorously, they should
be mindful of their obligations to the administration of justice. Lawyers owe
to opposing counsel, the parties, and the courts a duty of courtesy, candor,
honesty, diligence, fairness and cooperation.
Judges' conduct should be
characterized at all times by courtesy and patience toward, all participants.
Judges owe to all participants in a legal proceeding courtesy, attentiveness,
respect, diligence, punctuality, protection against unjust and improper
criticism or attack, and a dedication to the proper administration of the
courts.
Conduct that may be characterized as
uncivil, abrasive, abusive, hostile, or obstructive impedes the fundamental
goal of resolving disputes rationally, peacefully, and efficiently. Such
conduct tends to delay and often to deny justice.
The following standards are designed
to encourage judges and lawyers, to meet their obligations to each other, to
litigants and to the system of justice, and, thereby, to achieve the goals of
civility and professionalism, both of which are hallmarks of a learned
profession dedicated to public service.
Judges and lawyers should make a
mutual and firm resolution to these standards. Voluntary adherence will promote
the commitment by all participants to improve the administration of justice
throughout the State of West Virginia.
These standards shall not be used as
a basis for a cause of action nor shall they form a presumption that a legal
duty has been breached. Nothing in these standards supersedes or detracts from
existing disciplinary codes or alters existing standards of conduct against
which lawyer or judicial misconduct or negligence may be determined.
These standards should be reviewed
and followed by all West Virginia judges as that term is defined in Canon 6 of
the Code of Judicial Conduct and by all lawyers licensed to practice in this
State or who are admitted pro hac vice. Copies may be made available to
clients to reinforce the obligation to maintain and foster these
standards.
I. LAWYERS' DUTIES TO OTHER
COUNSEL AND THE COURTS
A. CIVILITY AND COURTESY
1. A lawyer should treat all counsel,
parties, and witnesses in a civil and courteous manner, not only in court, but
also in all other written and oral communications. A lawyer should not, even
when called upon by a client to @do so, abuse or indulge in offensive conduct,
disparaging personal remarks or acrimony toward other counsel, parties, or
witnesses.
2. A lawyer should not encourage or
knowingly authorize any person under the lawyer's control to engage in
conduct that would be improper if the lawyer were to engage in such
conduct.
3. A lawyer should not, absent good
cause, attribute bad motives or improper conduct to other counsel or bring the
profession into disrepute by unfounded accusations of impropriety.
4. Court sanctions should not be
sought without first conducting a reasonable investigation and unless fully
justified by the circumstances and necessary to protect the client's lawful
interests.
5. A lawyer should adhere to all
express promises and agreements with other counsel, whether oral or written,
and will adhere in good faith to all agreements implied by the circumstances or
local customs. Where practical, such agreements should be reduced to
writing.
6. A lawyer
should endeavor to confer early with other counsel to assess settlement
possibilities, but should not falsely hold out the possibility of settlement as
a means to adjourn discovery or to delay trial.
7. A lawyer
should not ascribe a position to another counsel that counsel has not taken or
otherwise seek to create an unjustified inference based on counsels statements
or conduct.
8. Unless
specifically permitted or invited by the court, a lawyer should not send copies
of correspondence between counsel to the court. Counsel may copy the court when
the correspondence does not contain material which would infer that counsel or
witnesses have conducted themselves inappropriately.
B. CONDUCT AS TO DISCOVERY
AND OTHER LEGAL MATTERS
1. In civil
actions, a lawyer should stipulate to relevant matters if they are undisputed
and if no good faith advocacy basis exists for not stipulating.
2. A lawyer
should not use any form of discovery or discovery scheduling as a means of
harassment or to increase litigation expenses. Depositions should only be used
when actually needed to ascertain facts or information or to perpetuate
testimony.
3. A lawyer
should make good faith efforts to resolve by agreement objections to matters
contained in pleadings and discovery requests prior to submission to the court
for resolution.
4. A lawyer
should not time the filing or service of motions or pleadings in any way that
unfairly limits another party's opportunity to respond.
5. Requests f
or an extension of time should not be made solely for the purpose of
unjustified delay or to obtain a tactical advantage.
6. Other
counsel should be promptly contacted regarding scheduling matters in a good
faith effort to avoid scheduling conf licts and endeavor to accommodate
previously scheduled dates for hearings, depositions, meetingsor
conferences.
7. A lawyer
should notify other counsel and, if appropriate, the court and other interested
persons, at the earliest possible time when hearings, depositions, meetings, or
conferences have to be canceled or postponed. When a trial is vacated by reason
of settlement, or otherwise, counsel should notify all interested parties
promptly.
8. A lawyer
should agree to reasonable requests for extensions of time and for waiver of
procedural formalities, provided the clients, legitimate rights will not be
materially or adversely affected.
9. A lawyer
should not cause any default or dismissal to be entered without first notifying
opposing counsel, when the identity of such counsel is known.
10. A lawyer
should not engage in any conduct during a deposition that would not be
appropriate in the presence of a judge. This includes asking only those
questions that are reasonably necessary for the prosecution or defense of an
action and not obstructing or objecting to deposition questions unless
necessary to preserve an objection or privilege for resolution by the
court.
11. A lawyer
should carefully craft document production requests so they are limited to
those documents reasonably believed to be necessary for the prosecution or
defense of an action. Production requests should not place an undue burden or
expense on a party.
12. A lawyer
should respond to document requests reasonably and not strain to interpret the
request in an artificially restrictive manner to avoid disclosure of relevant
and non-privileged documents. Documents should not be produced in a manner
designed to hide or obscure the existence of particular documents.
13. A lawyer should
carefully craft interrogatories so they are limited to those matters reasonably
believed to be necessary for the prosecution or defense of an action.
Interrogatories should not be designed to place an undue burden or expense on a
party.
14. A lawyer
should respond to interrogatories promptly and reasonably and not strain to
interpret them in an artificially restrictive manner to avoid disclosure of
relevant and non-privileged information.
15. A lawyer should
base any discovery objections on a good faith belief in their merit and should
not object solely for the purpose of withholding or delaying the disclosure of
relevant information.
16. When a draft
order is to be prepared by counsel to embody a court's ruling, the draft
should accurately and completely reflect the court's ruling. The draft
order should be promptly prepared and submitted to other counsel. Objections to
the draft order should be made promptly. A diligent attempt to reconcile any
differences should be made before the draft order is presented to the
court.
C. LAWYERS'
DUTIES TO THE COURT
1. A lawyer will
speak and write civilly and respectfully in all communications with the court.
A lawyer should not knowingly misrepresent, mischaracterize, misquote, or
miscite facts or authorities in any oral or written communication to the court.
Moreover, a lawyer should not write letters to the court in connection with a
pending action, unless invited or permitted by the court. Whenever
communication with the court is mandated, copies of the correspondence should
be provided to all counsel.
2. A lawyer should be
punctual and prepared for all court appearances so that all hearings,
conferences, and trial may commence on time. If delayed, a lawyer should notify
the court and, if possible, opposing counsel.
3. A lawyer should be
considerate of the time constraints and pressures on the court and court staff
inherent in their efforts to administer justice, and should act and speak
civilly to the court and all of its personnel with an awareness that they, too,
are an integral part of the judicial system.
4. A lawyer should
not engage in any conduct that brings disorder or disruption to the courtroom.
Clients and witnesses appearing in court should be advised of the proper
conduct expected and required. To the best of the lawyer's ability, clients
and witnesses should be prevented from creating disorder or disruption. If the
lawyer anticipates a disorder or disruption problem with a client, the lawyer
may wish to notify the court or its bailiff prior to the proceeding. If a
lawyer anticipates a disorder or disruption problem with a witness, the lawyer
should notify the court or bailiff prior to the proceeding; and should also do
so if a client intends to commit serious bodily injury or damage to another
property as required under Rule 1.6(b)(1) R.P.C.
5. Before dates for
hearings or trials are set, or if that is notfeasible, immediately after such
date has been set, the lawyer will verify the availability of necessary
participants and witnesses. The lawyer shall promptly notify the court of any
problems involving attendance of such participants and witnesses.
D. LAWYERS'
DUTIES TO THE CLIENT
1. A lawyer's
primary responsibility is to the client. However, a lawyer is an officer of the
court and has an independent duty to the judicial system which serves both the
lawyer and the client.
2. A lawyer's
conduct is governed by the West Virginia Rules of Professional Conduct and by
the rules of the courts before whom the lawyer practices. A lawyer's
conduct is governed by the highest standards of courtesy, integrity, human
decency and respect for the judicial system the lawyer serves. A client has no
right to demand or expect the lawyer to violate those rules and
standards.
3. A lawyer is
obligated to provide competent representation to a client.
4. A lawyer is
obligated to exercise diligence in the pursuit of the client's
interest.
5. A lawyer is
obligated to be punctual in fulfilling all professional commitments.
6. A lawyer is
obligated to be courteous, respectful and civil to parties, witnesses and other
lawyers and to the court.
7. A lawyer is
obligated to demonstrate good faith in adhering to promises and agreements to
other counsel and to cooperate with the court in the furtherance of the
judicial process.
8. A lawyer is
obligated to refrain from abusive, hostile, demeaning or offensive conduct
toward others even if a client requests it.
9. A lawyer is
obligated to remain uninfluenced by any ill feelingwhich may exist between
litigants.
10. A lawyer has the
ultimate responsibility to determine accommodations to be granted opposing
counsel and is not obligated to accede to a client's demands that the
lawyer act in an uncooperative manner toward opposing counsel.
E. LAWYERS'
RESPONSIBILITY IN ADVERTISING
A lawyer must be
aware of what is appropriate and what is inappropriate related to advertising.
A lawyer who chooses to advertise must assure that such advertising complies
with both the letter and the spirit of the applicable Rules of Professional
Conduct and these Standards.
II. JUDGES'
DUTIES TO LAWYERS AND OTHER JUDGES
A. JUDGES'
DUTIES TO LAWYERS
1. A judge should be
courteous, respectful, and civil to lawyers, parties, and witnesses. In this
context, it is recognized that a judge must maintain control of court
proceedings. Judges have both the obligation and the authority to ensure that
litigation proceedings are conducted in a civil manner.
2. A judge should not
question the integrity or professionalism of any lawyer because of clients
whom, or the causes which, a lawyer represents. A judge should ensure that
court personnel conduct themselves civilly toward lawyers, parties, and
witnesses.
3. A judge should not
use hostile, demeaning, or humiliating words in opinions or in written or oral
communications with lawyers.
4. In scheduling all
hearings, meetings and conferences, a judge should be considerate of time
schedules of lawyers, parties, and witnesses. A judge should be punctual in
convening all trials, hearings, meetings, and conferences; if delayed, counsel
should be notified, as circumstances permit.
5. A judge should
give issues in controversy deliberate, impartial, and studied analysis and
consideration and shall dispose of all judicial matters promptly, efficiently
and fairly.
6. While endeavoring
to resolve disputes efficiently, a judge should be considerate of the time
constraints and pressures imposed on lawyers by the exigencies of their
litigation practice, particularly when the lawyer has at prior commitment in
anothercourt.
7. A judge should
recognize that a lawyer has a right and a duty to present a case fully and
properly, and that a litigant has a right to a f air and impartial hearing.
Within the practical limits of time, a judge should allow lawyers to present
proper arguments and to make a complete and accurate record.
B. JUDGES'
DUTIES TO EACH OTHER
1. A judge should be
courteous, respectful, and civil in opinions, ever mindful that a position
articulated by another judge is the result of that judge's earnest effort
to interpret the law and the facts correctly.
2. In all written and
oral communications,, a judge should abstain from disparaging personal remarks
or criticisms, or sarcastic or demeaning comments about another
judge.
3. A judge should
endeavor to work with other judges to resolve scheduling disputes utilizing the
Rules of Resolution of Court Scheduling Conflicts. A judge should foster a
spirit of cooperation toward the mutual goal of enhancing the administration of
justice.
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