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Rule
5. Lawyer Committee on Assistance and
Intervention.
5.1.
Membership.
5.2.
Terms.
5.3.
Appointment.
5.4.
Reappointment.
5.5.
Election of officers.
5.6.
Quorum.
5.7.
Panels.
5.8.
Disqualification.
5.9.
Authority.
5.10. Confidentiality.
5.11. Refusal to comply.
5.12. Failure of
rehabilitation.
5.13.
Evaluation expenses.
5.14.
Proceedings and process.
5.15. Period of limitation for
filing information.
Rule 5.0.
Lawyer Committee on Assistance and Intervention.
The Supreme Court of Appeals does hereby establish a Lawyer Committee on
Assistance and Intervention [Committee] to receive and review complaints
alleging lawyer disability or impairment.
Rule 5.1.
Membership
The Committee shall consist of fifteen members.
Rule 5.2.
Terms.
The members of the Committee shall serve terms of three years
Rule
5.3. Appointment.
The members shall be appointed by the Board of Governors of The West
Virginia State Bar.
Rule 5.4. Reappointment.
The members of the Committee shall be eligible for reappointment without
limitation.
Rule 5.5. Election of officers.
The members of the Committee shall annually elect a Chairperson and
Vice-Chairperson. The Chairperson, and in the Chairperson's absence the
Vice Chairperson, shall perform the duties normally associated with that office
and shall preside over all meetings of the full Committee, ruling on all
motions, objections, and evidence.
Rule 5.6.
Quorum.
Seven members or the Committee shall constitute a quorum. The Committee
shall act only with the concurrence or a majority or those present and
voting.
Rule 5.7.
Panels.
The Committee is authorized to organize itself into such panels as it
deems appropriate in the furtherance of its powers and
responsibilities.
Rule 5.8. Disqualification.
A member of the Committee may not participate as such in any proceeding
involving a charge against such member, such member's spouse, or a person
within the third degree of relationship to either the member or the
member's spouse. The appropriate appointing authority may make temporary
appointments to fill a disqualified member's position in a given
proceeding. Committee members shall disqualify themselves in any proceeding in
which a judge, similarly situated, would be required to disqualify himself or
herself.
Rule
5.9. Authority.
The Committee shall have the authority to (1) receive information regarding
a psychological or medical impairment which has significantly affected a
lawyer's ability to practice law; (2) receive information regarding
substance abuse which has significantly affected a lawyer's ability to
practice law; (3) refer information deemed by the Committee to relate to
violations of the Rules of Professional Conduct arising from a psychological
impairment, a medical impairment, or substance abuse to the Office of
Disciplinary Counsel to conduct a full investigation; (4) interview the
complainant concerning the information filed; (5) interview the lawyer
concerning the information filed; (6) recommend a psychological and/or medical
examination of the lawyer if determined by the Committee that such examination
is warranted by the information received; (7) recommend a program of
rehabilitation based on information received from a psychological and/or
medical evaluation; (8) conduct a post-rehabilitation review if deemed
necessary; or (9) dismiss the information as having no basis.
Rule 5.10.
Confidentiality.
All information received by the Committee pursuant to Rule 5.9 shall be kept
confidential. In the event a lawyer complies with the recommendations of the
Committee and rehabilitative intervention is successful, the Committee shall
take no further action and all records shall be sealed and kept confidential.
Except as pursuant to Rules 5.11 and 5.12, the Committee shall not release any
information regarding its activities. (Amended by order entered December 6,
1994, effective January 1, 1995.)
Rule 5.11.
Refusal to comply.
Refusal by a lawyer to execute a waiver to grant the Committee access to
psychological/medical records shall constitute refusal to comply With the
Committee's recommendations. In the event a lawyer otherwise refuses to
comply with recommendations of the Committee, the Committee may, in its
discretion, refer the original information received to the Office of
Disciplinary Counsel to conduct a full investigation.
Rule 5.12.
Failure of rehabilitation.
If, after a period of rehabilitation and reevaluation, the Committee finds
that rehabilitative measures have not been effective, the Committee may, in its
discretion, file all information received with the Office of Disciplinary
Counsel to conduct a full investigation.
Rule 5.13. Evaluation expenses.
All expenses incurred by the lawyer for psychological and/or medical
evaluation shall be the responsibility of the lawyer.
Rule 5.14. Proceedings and process.
All proceedings before the Committee shall be nonadversarial. A form for
the filing of information pursuant to Rule 5.9 may be promulgated by the
Committee and filed with the Office of Disciplinary Counsel. The evidence to be
considered by the Committee shall include the information filed, interview of
complainant, interview of the lawyer, and psychological and/or medical
evaluations. All proceedings shall be formal and confidential. The rulings of
the Committee shall be in the form of a recommendation only. A lawyer shall be
given thirty days within which to accept or reject the Committee's
recommendation. It shall be the responsibility of the lawyer to notify the
Chairperson of the Committee in the event of acceptance of the
recommendation.
Rule 5.15.
Period of limitation for filing information.
Any information filed more than six months after the complainant knew, or in
the exercise of reasonable diligence should have known, of the existence of an
impairment or incapacity of a lawyer shall not be considered unless it is
determined by the Committee that an impairment or incapacity exists at the time
of filing.
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