Rule
4. Office of Disciplinary Counsel.
4.1. Appointment.
4.2. Removal.
4.3. Practice of law.
4.4. Authority.
4.5. Expenses.
4.6. Statistical reporting.
Rule 4. Office
of Disciplinary Counsel.
The Supreme Court of Appeals does hereby establish an Office of Disciplinary
Counsel to prosecute violations of the Code of Judicial Conduct and the Rules
of Professional Conduct. The Office of Disciplinary Counsel shall consist of
separate Lawyer Disciplinary Counsel and Judicial Disciplinary Counsel. Lawyer
Disciplinary Counsel shall be primarily responsible for the investigation of
complaints of ethical violations by lawyers. Judicial Disciplinary Counsel
shall be primarily responsible for the investigation of complaints of ethical
violations by judges. Notwithstanding these primary responsibilities, when
circumstances warrant, Lawyer Disciplinary Counsel shall have the authority to
investigate and prosecute complaints of ethical violations by judges and
Judicial Disciplinary Counsel shall have the authority to investigate and
prosecute complaints of ethical violations by lawyers. The Office of
Disciplinary Counsel shall be exempt from the payment of filing fee in all
proceedings. (Amended by order entered May 6, 1999, effective July 1,
1999.)
Rule 4.1. Appointment.
Chief Lawyer Disciplinary Counsel and Assistant Lawyer Disciplinary Counsel
employed on the effective date of these rules shall continue to serve in those
positions. Judicial Investigations Commission Counsel employed on the effective
date of these rules shall continue to serve as Judicial Disciplinary Counsel.
The Lawyer Disciplinary Board shall nominate three candidates for selection by
the Supreme Court of Appeals of any successor to the current Chief Lawyer
Disciplinary Counsel. The Chief Lawyer Disciplinary Counsel shall select any
successors to current Assistant Lawyer Disciplinary Counsel. The Judicial
Disciplinary Board shall nominate three candidates for selection by the Supreme
Court of Appeals of any successor to the current Judicial Disciplinary
Counsel.
Rule 4.2.
Removal.
Chief Lawyer Disciplinary Counsel shall not be removed except upon concurrence
of the Lawyer Disciplinary Board and the Supreme Court of Appeals. Assistant
Lawyer Disciplinary Counsel may be removed by Chief Lawyer Disciplinary
Counsel. Judicial Disciplinary Counsel shall not be removed except upon
concurrence of the Judicial Investigation Commission and the Supreme Court of
Appeals.
Rule 4.3.
Practice of law.
Disciplinary Counsel shall be admitted to the practice of law in the State of
West Virginia upon the effective date of his or her appointment. Disciplinary
Counsel shall not engage in the private practice of law.
Rule 4.4.
Authority.
Disciplinary Counsel shall perform all prosecutorial functions and have the
authority to (1) receive complaints concerning violations of the Code of
Judicial Conduct and the Rules of Professional Conduct; (2) review all
complaints concerning violations of the Code of Judicial Conduct and the Rules
of Professional Conduct; (3) investigate information concerning violations of
the Code of Judicial Conduct and the Rules of Professional Conduct; (4)
prosecute violations of the Code of Judicial Conduct and Rules of Professional
Conduct before the Lawyer Disciplinary Board, the Judicial Investigation
Commission, the Judicial Hearing Board, and the Supreme Court of Appeals; (5)
employ and supervise staff necessary for the performance of prosecutorial
functions; (6) notify promptly the complainant and the respondent of the
disposition of each matter; (7) notify each jurisdiction in which a lawyer is
admitted of the transfer to or from disability, reinstatement, or any public
discipline imposed in the State of West Virginia; (8) seek reciprocal
discipline when informed of any public discipline imposed in any other
jurisdiction; (9) forward a certified copy of the order or judgment of
conviction in each jurisdiction in which a lawyer is admitted when the lawyer
is convicted of crime reflecting adversely on a lawyer's honesty,
trustworthiness or fitness as a lawyer in other respects; (10) maintain
permanent records of discipline and disability matters and compile statistics
to aid in the administration of the system, including but not limited to a
single log of all complaints received, investigative files, statistical
summaries of docket processing and case dispositions, transcripts of all
proceedings or audiotapes if not transcribed, and other records as the Lawyer
Disciplinary Board, Judicial Investigation Commission, Judicial Hearing Board
or the Supreme Court of Appeals require to be maintained; and (11) undertake,
pursuant to information provided by the Lawyer Disciplinary Board, Judicial
Investigation Commission or the Supreme Court of Appeals, whatever
investigations are deemed appropriate.
Rule 4.5.
Expenses.
The salaries of Disciplinary Counsel and staff, their expenses, administrative
costs, and the expenses of the members of the Lawyer Disciplinary Board, the
Judicial Investigation Commission, and Judicial Hearing Board shall be paid
from funds contributed by the Supreme Court of Appeals and The West Virginia
State Bar. The proportion of funds contributed by the Supreme Court of Appeals
and The West Virginia State Bar shall approximate the proportion of judicial
disciplinary complaints to lawyer disciplinary complaints. The Office of
Disciplinary Counsel shall submit an annual budget to Lawyer Disciplinary Board
and the Administrative Director of the Courts detailing the projected revenues
and expenses for approval by the Supreme Court of Appeals. An independent audit
shall be conducted annually by a certified public accountant of the funds
entrusted to the Office of Disciplinary Counsel and a copy of such audit shall
be filed with the Lawyer Disciplinary Board and the Administrative Director of
the Courts.
Rule 4.6.
Statistical reporting.
Chief Lawyer Disciplinary Counsel and Judicial Disciplinary Counsel shall each
make a separate monthly report to the Clerk of the Supreme Court of Appeals
regarding (1) the number of complaints under investigation; (2) the number of
complaints pending a probable cause decision; (3) the number of complaints
pending a hearing; (4) the number of complaints pending a recommended decision;
(5) the number of complaints pending before the Supreme Court of Appeals; (6)
the number of complaints filed to date in the current calendar year; (7) the
number of complaints closed to date in the current calendar year; (8) the
number of complaints in which formal charges have been filed to date in the
current calendar year; (9) the number of complaints pending less than six
months; (10) the number of complaints pending more than six months, but less
than twelve months; (11) the number of complaints pending more than twelve
months, but less than eighteen months; (12) the number of complaints pending
more than eighteen months, but less than twenty-four months; and (13) the
number of complaints pending more than twenty-four months.
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